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Compliance Manager

  • Full Time
  • UAE
  • Posted 3 months ago

Mayfair Partners

About the job
Compliance Officer (CFD Industry)

Location: Dubai UAE

Salary 25,000-30,000

A minimum of 2 years of experience in a compliance role within the CFD industry in the UAE IS A MUST

Description As a Compliance Officer with a minimum of 3 years of experience in the CFD industry in the UAE, you will play a pivotal role in ensuring adherence to all relevant laws, regulations, and industry standards.

You will be responsible for developing and implementing compliance strategies, conducting thorough audits, and providing guidance to internal teams to mitigate risk and maintain compliance.

Key Responsibilities

Regulatory Compliance: Ensure the company’s operations align with all applicable laws, regulations, and guidelines related to the CFD industry.
Policy Development: Create, update, and maintain compliance policies and procedures tailored to the CFD industry’s unique requirements.
Internal Audits: Conduct regular audits to assess the effectiveness of compliance measures and identify areas of improvement.
Risk Assessment: Continuously monitor and assess compliance risks within the organization, providing recommendations for risk mitigation.
Employee Training: Develop and deliver compliance training programs to educate employees about relevant regulations and the importance of compliance.
Documentation: Maintain accurate records of compliance activities, audit reports, and related documentation.
Reporting: Prepare and submit reports to senior management and regulatory authorities, as required.
Investigations: Investigate any compliance violations, suspicious activities, or breaches of company policies, recommending corrective actions.
Industry Knowledge: Stay updated with evolving regulations, industry trends, and best practices within the CFD sector.

Qualifications

Bachelor’s degree in business, finance, law, or a related field (Master’s degree preferred).
A minimum of 2 years of experience in a compliance role within the CFD industry IS A MUST
In-depth knowledge of CFD regulations and market practices IN THE UAE
Strong analytical and problem-solving skills.
Excellent communication and interpersonal skills.
Detail-oriented with a commitment to accuracy.
Ability to work independently and collaboratively within a team.
Professional certifications in compliance (e.g., Certified Regulatory Compliance Manager – CRCM O CAMS)

To apply for this job please visit apply.jobadder.com.

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